The Employee Compliance Officer will join a team that is responsible for implementing the firm's policies on personal trading and investments, outside business activities, political contributions, and certifications and attestations. This position reports to the Head of Employee Compliance in the SMBC Americas Division. Role Objectives Play a lead role with implementing e

SMBC Group is a top tier global financial group. Headquartered in Tokyo and with a 400 year history, SMBC Group offers a diverse range of financial services, including banking, leasing, securities, credit cards, and consumer finance. The Group has more than 130 offices and 80,000 employees worldwide in nearly 40 countries. Sumitomo Mitsui Financial Group, Inc. (SMFG) is t

The DSV Road Branch Manager provides leadership, supports and trains associates on best business practices, and oversees the location's operations. They participate in efforts to grow the business unit, while increasing the market presence of our Company as a premier logistics provider. The Branch Manager helps to build the division and location, and interacts daily with

Coaches and mentors Intermediate and Associate team members to ensure they are supported and adhere to best practices Lead and/or assist with the preparation of various client compliance documents Coordinate with fellow team members and internal teams to ensure client SEC (Securities and Exchange Commission) filings are executed timely and accurately Develop and foster po

Description & Requirements About the Role In this role you will be responsible for supporting HARMAN's Enterprise Risk Management strategy, and support the identification, evaluation, mitigation, and monitoring of HARMAN's operational and strategic risk. You will help develop and implement Enterprise Risk Management policies and procedures according to an enterprise risk

Ridgewood 10 Godwin Avenue (10952), United States of America, Ridgewood, New Jersey Part Time Branch Ambassador Ridgewood The Reimagined Branch Experience Welcome to a new idea in banking. Here at Capital One, we're redefining how people bank. You see, we believe banking should fit our customers' everyday lives not the other way around. As a Branch Ambassador, you'll have

NYC 299 Park Avenue (22957), United States of America, New York, New York Director, Community Finance Underwriting, Portfolio & Loan Management Overview Capital One, a Fortune 500 company and one of the nations top 10 banks, offers a broad spectrum of financial products and services to consumers, small businesses and commercial clients. Our goal is to create one of the nat

Client facing role in a growing business line that is very active in energy transition. Role provides for great exposure to different financing structures, products, and technologies. Our Shared Future "Unique and collaborative culture, that is inclusive and diverse." Hemani Jadhav, Portfolio Manager You and Your Job As an Associate, Assistant Portfolio Manager you will b

NW Nassau WillistonPark Br619 (22619), United States of America, Williston Park, New York Full Time Branch Ambassador North Nassau Area The Reimagined Branch Experience Welcome to a new idea in banking. Here at Capital One, we're redefining how people bank. You see, we believe banking should fit our customers' everyday lives not the other way around. As a Branch Ambassador

Green Acres Commons #502 (22502), United States of America, Valley Stream, New York Full Time Branch Ambassador South Nassau Area The Reimagined Branch Experience Welcome to a new idea in banking. Here at Capital One, we're redefining how people bank. You see, we believe banking should fit our customers' everyday lives not the other way around. As a Branch Ambassador, you'

The Finance Chief Risk Office (FinCRO) provides risk management oversight of the Finance function, including effective risk challenge and mitigation of risk for capital, liquidity, interest rate risk and treasury investments, and ensures compliance with all risk related regulatory requirements. In addition, the team oversees the key risk management methodologies and calcu

Directs the staff and activities in support of Corporate HR Workforce Intelligence analytics and strategy. Designs and implements reporting and analytics to support health system level HR strategy as well as measuring success. Selects, develops, manages and evaluates direct reports; and oversees the selection, development, management and evaluation of indirect reports. Ov

Job Title AFC & Compliance Model Validator Corporate Title Assistant Vice President Location New York, NY Overview In an ever more complex world, financial crime risks is the biggest the risk to global economy, it has catastrophic impact on businesses, communities, and professionals. The techniques used by criminals are getting sophisticated, and so is the need for innova

Herald Square (22002), United States of America, NEW YORK, New York Part Time Branch Ambassador Herald Square The Reimagined Branch Experience Welcome to a new idea in banking. Here at Capital One, we're redefining how people bank. You see, we believe banking should fit our customers' everyday lives not the other way around. As a Branch Ambassador, you'll have the opportun

The Wealth and Investment Services Products Senior Audit Manager is a senior level management position within the Audit Wealth Team. The Senior Audit Manager of the Wealth team is responsible for managing a complex and critical unit within Internal Audit. The overall objective of this role is to execute a robust Wealth and Investment Services Product Audit Plan and direct